Oct 28, 2024, 12:00 PM
Oct 28, 2024, 12:00 PM

RegEd Enhances Compliance Solutions for FINRA's New API Launch

Highlights
  • RegEd introduced enhancements to its compliance solutions to assist firms in adopting FINRA's API platform ahead of the 2025 transition.
  • These advancements will enable real-time data processing and improve various compliance processes for over 550 securities clients.
  • This innovation reinforces RegEd's position as a trusted provider in the financial services industry.
Story

On October 28, 2024, RegEd, a leader in compliance and RegTech solutions for the financial services sector based in the United States, announced major enhancements to its compliance and registration management offerings. These improvements are intended to help firms transition seamlessly to FINRA's new API platform by April 30, 2025, marking the end of the older Web EFT application. As FINRA's largest customer, RegEd has collaborated directly with the organization to develop this technological solution. The new enhancements will allow for real-time FINRA data processing, thereby increasing operational efficiency across various compliance processes such as registration management and annual renewals. RegEd, established in 2000 by former regulators, emphasizes continuous innovation, enabling more than 550 clients in the securities industry to effectively meet regulatory demands and improve their operational effectiveness.

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