Pankaj Vashisth appointed CCO at US Capital Global in San Francisco
- Pankaj Vashisth has been promoted to Partner and global Chief Compliance Officer at US Capital Global.
- He will oversee regulatory and compliance functions while managing the Las Vegas office's operations.
- His extensive experience in the financial sector positions him to enhance the company's performance and support its growth.
On September 16, 2024, US Capital Global announced the promotion of Pankaj Vashisth to Partner and global Chief Compliance Officer (CCO). This appointment comes as the company expands its operations across various key locations, including Las Vegas, Philadelphia, Miami, New York, London, and Dubai. Vashisth will lead the administrative functions in Las Vegas while overseeing regulatory and compliance aspects, particularly in private placements and securities through US Capital Global Securities LLC, the group's broker-dealer affiliate. With over two decades of experience in global team management from Fortune 500 companies, Vashisth has a strong background in business analysis, regulatory compliance, and strategic planning. His previous roles at major financial institutions such as Bank of America and Deutsche Bank have equipped him with expertise in M&A, debt financing, and risk management. This extensive experience positions him well to enhance the company's performance and manage risks effectively. In his new role, Vashisth expressed enthusiasm for contributing to US Capital Global's growth and international expansion. He aims to leverage his compliance knowledge and leadership skills to strengthen the company's standing in the financial sector. Jeffrey Sweeney, the Chairman and CEO, praised Vashisth's promotion, highlighting his value to the organization during a critical period of expansion. Vashisth holds an MBA from Duke University and a Master of Science in Health Information Science from the University of Texas, along with an undergraduate degree in Engineering from Bangalore University. His educational background complements his professional experience, making him a significant asset to US Capital Global as it navigates its growth trajectory.